Here at Equinox......It's all About Balance

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ABOUT US

About Us

Equinox Securities, Inc., a California corporation, was founded in 2007. We are a global-minded full service independent broker/dealer and boutique Investment Bank, founded by a team of professionals whose sole objective is “to do it better”. At Equinox, our advantage is clear…whether you are a client or an investment professional, we understand your business, and that understanding enables us to take a progressive, proactive approach to achieving your goals.At Equinox Securities, “it is all about balance”, as we believe that your future success must be built on a solid balanced foundation. Our firm is structured to be your partner and to work with you to facilitate all facets of your business. With more than 30 years combined industry experience, we recognize how the industry has changed, and realized how it has become necessary for your investment strategy and business model to adapt. As a result of these changes, there exists a real need for the truly independent broker/dealer that cares more about you, and your needs, than the bottom line.

Our Clearing Firm

HOW WILL LEGENT BENEFIT OUR CLIENTS?Through our relationship with Legent Clearing you will enjoy numerous features that will enable you to easily access and monitor your portfolio holdings including:• A comprehensive account statement with tax-lot reporting of the cost basis of your securities• E-delivery of your shareholder communications including the ability to view and vote your proxy materials online• Web access to your account history and holdings * Consolidated year-end tax reporting.MORE ABOUTLEGENT CLEARINGHeadquartered in Omaha, Nebraska, Legent Clearing originated in 2002,under the name Kirkpatrick Pettis, a sub- sidiary of Mutual of Omaha. Since then, Legent has grown through the investment of experi- enced professionals with longstanding careers in the financial services industry and by forging new business relationships with solid, reputable securities firms nation-whose business philosophies parallel their own. Legent provides order execution, clearing, and custody servic- es for a wide range of investment vehicles including equities, mutual funds, ETFs and fixed income securities. They also support prime brokerage, foreign multi-currency trading, and sophisticated options strategies.To read and learn more about Legent, visit their website at www.legentclearing.com
PROSPECTIVE REP

Words from our Reps

What Drives You?

As an Independent Registered Representative, Investment Advisor or Investment Banker, you will find our philosophy of balance, reflected in everything we do. You owe it to yourself, your business, and your clients to come and experiences what true independence, dedication and balance are about. Here is a quick look at some of the ways we have designed our business to improve your business.True Independence: For the financial professional, true independence, is the key to achieving true success for both the advisor and the client. Equinox Securities is privately owned and operated in the best interest of its representatives, not by an insurance company or other financial institution. Allowing you the freedom to select the investments that are best suited for your clients.NO Proprietary Products: Balance would be forever lost if, as a firm, we attempted to exploit your client relationships for our own profit or gain. Registered reps at Equinox have peace of mind that they will not be guided down a path of products but instead investment decisions will remain the ones that you and your clients deem appropriate.Flexibility: Because of our philosophy and our extensive knowledge base, we have the privilege of flexibility that other broker/dealers cannot offer or compete with. Through our financial alliances we are able to be more aggressive and progressive in all aspects of your business. We are here to help you help your clients.Advanced Technology: In a professional environment as dynamic as the one we have now, a firm dedicated to staying ahead of the technological advances is essential to the productivity of your business. Whether in the home office or through our correspondent clearing relationship at Legent Clearing Corporation, you will have advanced adaptive technology at your fingertips.Clearing: Your ability to execute business and transactions on behalf of your clients was at the heart of our decision to offer clearing services through Legent Clearing Corp. They allow us to provide dual platforms (ILX-Beta and AFS) to service the needs of both the most sophisticated traders and the long term hold financial strategist. Compliance: With all of the high profile controversy and scandal our business has endured these days, compliance is a necessary and unavoidable part of the business. Our philosophy is the same as in every other aspect of the business; balance. By always staying ahead of the compliance curve, we avoid having to backtrack over problems later, and you the rep don’t have to worry about not having your firm stand behind you and your business.Compensation: As a truly independent rep, you have access to some of the highest payouts on the street today. At Equinox, we strive to set the standard, to lead where others will follow. By keeping costs down and having flexibility on our side, we are able to offer payouts that are among the highest in the industry. More valuable still, we are able to make your net payout (that is what you actually keep) second to none. Equinox Securities does not condone the “nickel and dime” concept and always will avoid that business model. As a result, we pride ourselves on charging only fees that are fair, appropriate, and fully disclosed to you the financial professional and will pass through to you expenses at cost where possible. It is our duty and responsibility to work for you.
“The unique leadership philosophy at Equinox Securities, Inc. gives me the freedom to customize the advice that I give to my clients and better suit their needs.”-Chris PalkowitshPonte Vedra, FL"In my 25 years of investment banking, investing and advisory work there's only 1 securities firm that has provided the entire package of support, responsiveness and independence to build my client base of corporate and institutional sales: Equinox Securities. Steve Oliveira and his team have helped my gross production increase by 500% from the first year I started and best of all, my commission payout is the highest in the industry! Equinox has delivered on every promise & representation in keeping regulatory compliance updated while delivering qualified referral sources and exceptional back office support. My goal is to keep building my business with Equinox for many years ahead. "-Michael. DraperSan Francisco, CA“I highly recommend Equinox Securities for the independent professional looking for a true partner to grow their practice. The tools, support and guidance provided by Equinox have been excellent for both traditional brokerage and investment banking business. “-Nathan PendletonOrlando, FL

LOCATE A BROKER

Our goal is to pair you with a professional, highly-trained Advisor that best suits your financial needs. With an average of over 20 years industry experience, you and your personal Equinox Securities Advisor will work towards attaining all of your financial goals. We understand how important it is to have trust and confidence in both your Advisor and the Brokerage Firm. Creating a well-rounded relationship between you, the Advisors and the firm is extremely important to us. We are committed to providing you with all of the resources, tools and combined experience necessary to guide you through all of the challenges associated with investing today. Our highly experienced team of Advisors and employees will work with you in: • Making appropriate Investment Product selections • Understanding your investment choices • Choosing your investment objective • Understanding your options • Determining your investment strategies • Meeting your time horizon • Determining your risk tolerance • Developing a financial plan • Developing you investment strategiesWe look forward to meeting all of your investment needs and forging a long term relationship based on integrity, trust, service and performance. For more information:

SERVICES Investment Banking-Equinox works as an Investment banking partner with both public and private companies. We work both directly with issuers to help structure their deals and with other brokerage firms as a syndicate member. This allows us to provide these investments to our accredited clients, which many firms cannot. to see our list of clients. Full Service Brokerage-Equinox Securities together with Legent Clearing services provides access to ALL Major U.S. Markets offering Stocks, Bonds, Options, ETF's, and Mutual Funds.Insurance Services- With our partners, we provide a full line of Insurance products to meet the needs and objectives of our clients. Through our partnerships we have relationships with most major insurance companies to provide options and service to our clients that are unmatched in our industry. We provide all Life, Health, Variable, and Fixed Annuity products to meet all of our clients Individual and Business needs.
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OUR CLIENTS No Frame

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Text Line FORT LEE, N.J., Nov. 8, 2011 (GLOBE NEWSWIRE) -- BAETA Corp. (OTCBB:BAEA.OB), an advanced technology-enabled health improvement company headquartered in Fort Lee, New Jersey, announced today that the Company has engaged Equinox Securities, Inc., a California headquartered and FINRA member broker-dealer, as the Company's lead placement agent to facilitate the Company's ability to raise financing, and to assist the Company with raising capital to fund future potential corporate transactions.Pursuant to the Agreement, Equinox Securities will introduce organizations, potential partners, and investors to BAETA Corp and its line of advanced healthcare solutions."We welcome the opportunity to work with Equinox Securities to expand the universe of investors seeking to benefit from new approaches for healthcare management," stated Len Pushkantser, Chief Executive Officer of BAETA Corp. "We are pleased to have a partner that recognizes the value of fact-based data that helps to lead to faster diagnoses, improved treatment via remote monitoring, and improved patient health, and found a perfect match for our needs" said Mr. Pushkantser.Equinox Securities is a FINRA/SIPC member broker-dealer established in 2007. The Company's management has 30 years combined experience in securities transactions and public placements."As a global brokerage firm, our access to the capital markets runs quite deep and we're confident we can help BAETA Corp. reach their funding goals", stated Stephen Oliveira, President of Equinox Securities.For more information about BAETA Corp., please visit http://www.baetacorp.com/.
Text Line Equinox to Act as the Company's Placement Agent to Secure Up to $6 Million to Fund Inventory, Marketing and Advertising ActivitiesBOCA RATON, Fla., March 24, 2011 (GLOBE NEWSWIRE) -- DNA Brands, Inc., (OTCBB:DNAX) (www.dnabrandsusa.com), the makers of DNA Energy Drink®, the award-winning, best-tasting energy drink at the 2010 World Beverage Competition, DNA Beef Jerky™ and DNA Shred Stix™, has selected Equinox Securities, Inc. to facilitate the capital required to fund its expansion. DNA Brands, Inc., a proud sponsor of many action sport teams consisting of top athletes from Motorcross, Surf, Wakeboarding and Skateboarding has received TV and media coverage resulting in product placement at Walgreens, CVS, Race Trac and Circle-K throughout Florida. DNA was also selected as the preferred energy drink and meat snack by Anheuser Busch's Strategic Business Alliance (SBA) covering Florida. "We have selected Equinox to help fund the next phase of our expansion because of its professionalism, track record with companies at our stage of development, superior work ethic and its dedication to finding the most favorable terms for its clients," states Darren Marks, President & CEO of DNA Brands. Marks added, "We are now achieving sufficient growth and have added enough PODS (points-of-distribution) to implement the advertising phase of our business plan, which includes the use of cable television, radio and print to a lesser degree. This funding initiative, when completed, will allow us to accomplish our goals for 2011 and beyond." Equinox Securities, Inc., a California corporation and FINRA/SIPC member firm, was founded in 2007 and received FINRA broker approval in 2008. Equinox Securities is a global-minded full service independent broker/dealer whose sole objective is "to do it better," states Stephen Oliveira President and CEO of Equinox Securities, Inc. Oliveira added, "We are pleased with the relationship we have been able to establish with Darren and the folks at DNA Brands. We believe the quality of their products and the experience of their management team is exactly the right mix to have a great deal of success in the energy drink/snack food marketplace. As a result, we are excited to have the opportunity to help DNA Brands achieve the success they are looking for." About DNA Brands, Inc.True to its actions sports roots, DNA Brands, Inc., has earned recognition through its title sponsorship of the DNA SHRED STIX STAR YAMAHA RACING TEAM where it competes on a world class level in Supercross and Motocross, reaching millions of fans. DNA Energy Drink® can also be found in other action sports such as Surfing, BMX, Wakeboarding and Skateboarding. For more information about DNA Energy Drink, its athletes and sponsorships, please visit www.dnabrandsusa.comThe DNA Beverage Corp. logo is available at http://www.globenewswire.com/newsroom/prs/?pkgid=7258Safe Harbor Forward-Looking StatementTo the extent that statements in this press release are not strictly historical, including statements as to revenue projections, business strategy, outlook, objectives, future milestones, plans, intentions, goals, future financial conditions, future collaboration agreements, the success of the Company's development, events conditioned on stockholder or other approval, or otherwise as to future events, such statements are forward-looking, and are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. The forward-looking statements contained in this release are subject to certain risks and uncertainties that could cause actual results to differ materially from the statements made.
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Phone: (909) 218-8950 Fax: (909) 218-8954

Home Office

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Email: contact_equinoxsecurities.net Home Office: 760 S Rochester Avenue, Ste E Ontario, CA 91761

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